0141 348 7777

Compliance Administrator

  • Full Time
  • Hybrid
  • Permanent
  • Finnieston
  • £22000 - £22000 + bonus GBP / Year
  • Applications have closed.
  • Salary: GBP £22000 - £22000 + bonus

Anderson Knight are pleased to be working with a financial services company based in Glasgow. They are looking to recruit a Compliance Administrator to join their Legal Team.

Key Responsibilities:

As a Compliance Administrator, you will play a pivotal role in ensuring adherence to regulatory standards and maintaining customer satisfaction. Your responsibilities will include:

  • Logging and managing CMC complaints and customer commission complaints in accordance with company procedures and standards.
  • Proactively managing team shared inboxes to ensure queries and complaints are logged or directed correctly, following FCA guidelines.
  • Delivering professional and efficient service to both internal and external customers, embodying values to foster strong relationships within the organisation.
  • Communicating with third parties and customers via email and telephone to gather necessary information.
  • Providing support for wider Compliance Team activities as needed.

Essential Experience:

  • Attention to detail
  • Strong communication skills
  • Experience using Microsoft applications
  • Ideally, previous experience in Financial Services
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